The Securities and Exchange Commission (the “SEC”) recently adopted Rule 13f-2 and Form SHO under the Securities Exchange Act of 1934 (the “Exchange Act”), implementing provisions of the Dodd-Frank ...

Mutual funds and other registered investment companies have long had an obligation to file Form N-PX, giving the SEC and the public access to how a fund voted proxies on an annual basis. New Rule 14Ad ...

For crypto stakeholders, February 14 (Valentine’s Day) this year won’t be about celebrating love. Instead, it’ll be about the 13F filings that are expected to be due on the same date, and people will ...